Ladenburg Thalmann & Co.’s ATM Program For MIND Technology, Inc.


Hunton Andrews Kurth advised Ladenburg Thalmann & Co. Inc. on the deal.

Ladenburg Thalmann & Co. Inc. announcend the commencement of an at-the-market (“ATM”) program for up to 500,000 shares of 9.00% Series A Cumulative Preferred Stock, par value $1.00 per share, and up to 5,000,000 shares of Common Stock, par value $0.01 per share, of MIND Technology, Inc. (“MIND”). The ATM program commenced on September 25, 2020.

MIND provides technology to the oceanographic, hydrographic, defense, seismic and maritime security industries with key operating locations in the United States, Canada, Singapore, Hungary, Colombia and the United Kingdom.

Ladenburg Thalmann & Co. provides investment banking and securities brokerage services. The Company offers investment banking, institutional sales and trading, research, individual private client sales, and asset management to its institutional and individual clients. Ladenburg Thalman operates throughout the United States.

Corporate partners Richard Kronthal (Picture) and Phil Haines led the deal team, with assistance from associates Chris Adcock, Marshall Heins and Casey Shaw. Partner Robert McNamara and associate Tim Strother handled Tax matters.

Involved fees earner: Christopher Adcock – Hunton Andrew Kurth; Philip Haines – Hunton Andrew Kurth; Marshall Heins II – Hunton Andrew Kurth; Richard Kronthal – Hunton Andrew Kurth; Robert McNamara – Hunton Andrew Kurth; Casey Shaw – Hunton Andrew Kurth; Tim Strother – Hunton Andrew Kurth;

Law Firms: Hunton Andrew Kurth;

Clients: Ladenburg Thalmann & Co.;

Author: Ambrogio Visconti