UniPixel, Inc.’s $10 million Public Offering of Common Stock and Warrants


UniPixel, Inc., a company that develops and markets performance engineered films for the touch screen and flexible electronics markets, announced the closing of its public offering of 10,530,000 units, comprised of common shares and warrants.

Each unit consists of one share of UniPixel common stock, par value $0.001 per share, priced at $0.95 per share, and warrants to purchase 0.45 shares of common stock at an exercise price of $1.00 per share, exercisable for a period of five years from the date of the closing of the offering.

Roth Capital Partners acted as lead placement agent in the Offering, with Ladenburg Thalmann & Co. Inc. and The Benchmark Company serving as co-placement agents.

Crowell & Moring served as lead legal counsel to UniPixel in this public offering with a team led by partner Jeffrey C. Selman, partner Paul Pollock, associate Karen Kopel, and associate Jennifer Rodriguez.

Involved fees earner: Jeffrey Selman – Crowell Moring LLP; Paul J. Pollock – Crowell Moring LLP; Karen Kopel – Crowell Moring LLP; Jennifer Rodriguez – Crowell Moring LLP;

Law Firms: Crowell Moring LLP;

Clients: Uni-Pixel, Inc.;